Tag: Financial Services Authority
FSA Publishes Review Into Investment Bank Corruption
The Financial Services Authority today publishes the findings of its thematic review into anti-bribery and corruption systems and controls in investment banks.
FSA Bans and Fines Mortgage Adviser £95,200
The Financial Services Authority has banned and fined Londonderry-based mortgage adviser Gareth Flanagan £95,200 for personal mortgage fraud and regulatory failings.
Unfair Commercial Practices Directive Changes Could Put Consumers at Risk
The Financial Services Consumer Panel has written to the FSA to raise concerns over the possible abolition of the current opt out for financial services...
FSA publishes Business Plan for 2012/13
The Financial Services Authority has published its business plan setting out its priorities for 2012/13, and the implications for the FSA’s budget.
FSA CEO to Step Down From Role
The Chief Executive Officer of the Financial Services Authority is to leave the organisation in June of 2012.